sleep-disordered breathing
Contents
Three principal conditions: OSA (recurrent upper airway collapse → AHI ≥ 5 with symptoms or ≥ 15), OHS (obesity + daytime PaCO₂ ≥ 45 mmHg + SDB), and CSA (absent respiratory effort → central events > 50% of total). Screen with STOP-Bang (≥ 3 = high risk). HSAT is adequate for uncomplicated suspected OSA; PSG is required for suspected OHS, CSA, or complex SDB. CPAP is first-line for moderate–severe OSA and OHS with severe OSA. ASV is contraindicated in HFrEF with LVEF ≤ 45% and predominant CSA (SERVE-HF: increased cardiovascular mortality).
definitions
obstructive sleep apnoea (OSA)
- Recurrent partial or complete upper airway collapse during sleep despite ongoing respiratory effort
- Apnoea: absent airflow ≥ 10 s; hypopnoea: reduced airflow ≥ 10 s with ≥ 3% desaturation or arousal
- Diagnosis: AHI ≥ 5/hr with symptoms (daytime sleepiness, witnessed apnoeas, nocturnal gasping) or AHI ≥ 15 regardless of symptoms
- Severity: mild (AHI 5–14), moderate (AHI 15–29), severe (AHI ≥ 30)
- Present in > 40% of patients with BMI > 30 and ~60% with metabolic syndrome
obesity hypoventilation syndrome (OHS)
- Triad: BMI ≥ 30 + daytime PaCO₂ ≥ 45 mmHg (sea level) + SDB, after excluding other hypoventilation causes (neuromuscular, mechanical, metabolic)
- ~90% have coexistent OSA; ~70% have severe OSA (AHI ≥ 30)
- More severe hypersomnolence, morning headaches, and signs of right heart failure / pulmonary hypertension compared to OSA alone
central sleep apnoea (CSA)
- Recurrent cessation or reduction of airflow due to absent or diminished respiratory effort
- ≥ 5 central apnoeas or hypopnoeas/hr with central events > 50% of total
- Pathophysiology: PaCO₂ oscillates around apnoeic threshold → ventilatory control instability
- Most common context: heart failure (Cheyne-Stokes respiration — crescendo-decrescendo tidal volumes with central apnoeas)
- Other causes: stroke, opioid use, high altitude, treatment-emergent CSA (appears during CPAP titration for OSA)
cardiovascular consequences of OSA
Intermittent hypoxaemia → sympathetic activation, oxidative stress, systemic inflammation, endothelial dysfunction
| Complication | Association |
|---|---|
| Hypertension | OSA is the most common secondary cause; dose-response with AHI |
| Atrial fibrillation | 2–4× increased risk; untreated OSA increases AF recurrence post-cardioversion/ablation |
| Heart failure | Both cause and consequence; CSA common in HFrEF |
| Stroke | Independent risk factor; also worsens post-stroke outcomes |
| Coronary artery disease | Associated but CPAP has not demonstrated mortality benefit in RCTs |
| Pulmonary hypertension | Mild PH in 20–30% of OSA; rarely the sole cause |
screening and diagnosis
screening
STOP-Bang questionnaire — most validated screening tool:
- Snoring, Tiredness, Observed apnoea, blood Pressure, BMI > 35, Age > 50, Neck > 40 cm, Gender (male)
- Score ≥ 3: high risk (sensitivity ≥ 93% for moderate–severe OSA)
- Negative predictive value: 77% to exclude moderate OSA, 91% to exclude severe OSA
diagnostic pathway
| Clinical scenario | Test | Rationale |
|---|---|---|
| High pretest probability, uncomplicated | HSAT (type III) | Acceptable first-line; cheaper, faster |
| Negative/inconclusive HSAT with persistent suspicion | In-lab PSG | AASM strongly recommends escalation |
| Suspected OHS, CSA, complex SDB | In-lab PSG | HSAT cannot detect hypoventilation or distinguish central from obstructive events |
| Significant cardiopulmonary comorbidity, neuromuscular disease, chronic opioid use | In-lab PSG | HSAT unreliable in these populations |
OHS screening shortcut
- Serum bicarbonate < 27 mmol/L has high negative predictive value to exclude OHS in obese patients with OSA
- If HCO₃⁻ ≥ 27 mmol/L → obtain ABG to assess for daytime hypercapnia
management
OSA
CPAP — first-line for:
- AHI ≥ 15 (all patients)
- AHI 5–14 with symptoms or comorbidities (hypertension, ischaemic heart disease, stroke, atrial fibrillation)
Key evidence:
- Improves blood pressure, subjective sleepiness, quality of life
- No RCT has demonstrated mortality benefit — SAVE (2016) (n=2687) found no reduction in CV events with CPAP vs usual care in patients with moderate–severe OSA and established CVD, though adherence averaged only 3.3 hr/night
- 10% weight loss reduces AHI by ~26%
- Tirzepatide — SURMOUNT-OSA (2024): reduced AHI by ~30 events/hr (≈63% reduction) vs placebo in patients with moderate–severe OSA and obesity; also improved weight, hypoxaemic burden, and sleepiness — may reshape the treatment landscape for OSA with obesity
Alternatives:
- Mandibular advancement device — mild–moderate OSA or CPAP intolerance; similar sleepiness improvement despite less AHI reduction
- Hypoglossal nerve stimulation — moderate–severe OSA (AHI 20–65), BMI < 35, failed CPAP, < 25% central apnoeas
- Pharmacotherapy (solriamfetol, modafinil) — persistent excessive daytime sleepiness despite optimal PAP only; not monotherapy
OHS
| Phenotype | First-line | Escalation |
|---|---|---|
| OHS + severe OSA (AHI ≥ 30) | CPAP | NIV (BiPAP-ST) if persistent hypoventilation after 6–8 weeks adequate CPAP |
| OHS without severe OSA | NIV with backup rate (BiPAP-ST) | — |
| Acute-on-chronic respiratory failure | NIV (BiPAP-ST) | — |
- Weight loss targeting 25–30% of body weight (bariatric surgery most likely to achieve this)
- Pickwick (2019): CPAP and NIV equivalent outcomes in OHS with severe OSA
CSA
- Optimise underlying condition — GDMT for heart failure, opioid reduction, stroke rehabilitation
- CPAP — may be trialled first-line for CSA associated with heart failure
- Adaptive servo-ventilation (ASV) — most effective for central event control
ASV is contraindicated in symptomatic heart failure with LVEF ≤ 45% and predominant CSA. SERVE-HF demonstrated increased all-cause and cardiovascular mortality, particularly sudden death. ADVENT-HF (2024) using a newer algorithm did not show increased mortality but was underpowered.
ASV indications (after CPAP failure):
- Treatment-emergent CSA
- Opioid-induced CSA
- Post-stroke CSA
- Idiopathic CSA
- May be considered in HFpEF or LVEF 30–45% in expert centres
Other CSA therapies: low-flow supplemental O₂, acetazolamide, transvenous phrenic nerve stimulation (refractory cases)
adherence
- Early adherence predicts long-term use — close follow-up in initial weeks is critical
- Review objective device data (patients overestimate usage)
- Behavioural interventions (CBT, motivational interviewing): +1.31 hr/night CPAP use (Cochrane; 95% CI 0.95–1.66), NNT 8 for ≥ 4 hr/night adherence
- Supportive interventions (telemonitoring, scheduled follow-up): +0.70 hr/night
- Heated humidification, nasal mask preference, and treating nasal symptoms improve comfort
follow-up
| Timing | Indication |
|---|---|
| 4–8 weeks | All new PAP starts; OHS after discharge |
| 2–3 months | OHS outpatient titration; reassess treatment-emergent CSA |
| 6–8 weeks | Switch CPAP → NIV in OHS if persistent hypoventilation |
| Annually | Stable, adherent patients |
Repeat sleep study indicated for: recurrent/persistent symptoms despite good adherence, clinically significant weight change, new/worsening cardiovascular disease, unexplained device data, post-surgical intervention
referral criteria
when to refer to respirology / sleep medicine
| Condition | Refer when | Red flags for urgent referral |
|---|---|---|
| OSA | STOP-Bang ≥ 3 with symptoms; positive HSAT needing treatment; diagnostic uncertainty | Severe sleepiness with accident risk (drowsy driving); hypoventilation signs; cardiorespiratory disease; CPAP failure/intolerance; suspected CSA/complex SDB |
| OHS | All suspected cases; obesity + unexplained HCO₃⁻ ≥ 27 or PaCO₂ > 45 mmHg | Right heart failure; polycythaemia; pulmonary hypertension |
| CSA | All suspected or confirmed cases | Heart failure with Cheyne-Stokes; neurological disease; opioid-related CSA; treatment-emergent central apnoeas; LVEF assessment needed before ASV |
Additional populations warranting referral: neuromuscular disease, chronic opioid use, pregnancy with high-risk features (BMI > 30, hypertension, diabetes)
Ontario VEP access
The Ontario Ventilator Equipment Pool (VEP) provides publicly funded CPAP and NIV devices.
CPAP eligibility
- Sleep study (PSG or HSAT) documenting AHI ≥ 15, or AHI ≥ 5 with significant symptoms/comorbidities
- Required documentation: sleep study report, CPAP prescription with pressure settings, signed VEP application form
NIV (BiPAP-ST) eligibility
More stringent criteria — reserved for OHS, CSA, neuromuscular/thoracic restrictive disorders:
- ABG confirming daytime PaCO₂ > 45 mmHg
- Evidence of nocturnal hypoventilation (sustained SpO₂ < 88% for > 5 min or elevated TcCO₂)
- Evidence of failed CPAP therapy
- Formal NIV prescription (device type, mode, settings)
- Patient and caregiver education/competency documentation
key trials and evidence
| Trial / Source | Year | Key finding |
|---|---|---|
| SERVE-HF | 2015 | ASV increased CV mortality in HFrEF (LVEF ≤ 45%) with predominant CSA |
| ADVENT-HF | 2024 | Newer ASV algorithm — no mortality increase, but underpowered (stopped early) |
| Pickwick | 2019 | CPAP ≈ NIV for OHS with severe OSA; both superior to lifestyle alone |
| Askland, Cochrane | 2020 | Behavioural interventions increase CPAP use +1.31 hr/night; NNT 8 for ≥ 4 hr |
| Figard, EClinicalMedicine | 2025 | Umbrella review: CPAP improves BP and sleepiness; no mortality benefit in RCTs |
| Mokhlesi, ATS CPG | 2019 | OHS management guideline: CPAP first for OHS + severe OSA; weight loss 25–30% |
| SAVE | 2016 | CPAP did not reduce CV events in OSA + established CVD (n=2687; mean adherence 3.3 hr/night) |
| SURMOUNT-OSA | 2024 | Tirzepatide reduced AHI ~63% vs placebo in moderate–severe OSA with obesity |
| Badr, AASM | 2025 | CSA treatment guideline: optimise HF first; CPAP trial; ASV with LVEF caveat |
what NOT to do
- Do not start ASV without confirming LVEF — contraindicated if ≤ 45% with predominant CSA
- Do not use HSAT when OHS, CSA, or neuromuscular disease is suspected — PSG required
- Do not accept a negative HSAT as definitive when clinical suspicion remains high — escalate to PSG
- Do not use solriamfetol or modafinil as monotherapy for OSA
- Do not delay OHS evaluation in obese patients with unexplained hypercapnia or HCO₃⁻ ≥ 27 mmol/L
- Do not forget to reassess treatment-emergent CSA after ≥ 3 months of PAP (may resolve spontaneously)