sleep-disordered breathing

8 min read Updated 2026-04-13
Contents
sleep-disordered breathing

Three principal conditions: OSA (recurrent upper airway collapse → AHI ≥ 5 with symptoms or ≥ 15), OHS (obesity + daytime PaCO₂ ≥ 45 mmHg + SDB), and CSA (absent respiratory effort → central events > 50% of total). Screen with STOP-Bang (≥ 3 = high risk). HSAT is adequate for uncomplicated suspected OSA; PSG is required for suspected OHS, CSA, or complex SDB. CPAP is first-line for moderate–severe OSA and OHS with severe OSA. ASV is contraindicated in HFrEF with LVEF ≤ 45% and predominant CSA (SERVE-HF: increased cardiovascular mortality).


definitions

obstructive sleep apnoea (OSA)

  • Recurrent partial or complete upper airway collapse during sleep despite ongoing respiratory effort
  • Apnoea: absent airflow ≥ 10 s; hypopnoea: reduced airflow ≥ 10 s with ≥ 3% desaturation or arousal
  • Diagnosis: AHI ≥ 5/hr with symptoms (daytime sleepiness, witnessed apnoeas, nocturnal gasping) or AHI ≥ 15 regardless of symptoms
  • Severity: mild (AHI 5–14), moderate (AHI 15–29), severe (AHI ≥ 30)
  • Present in > 40% of patients with BMI > 30 and ~60% with metabolic syndrome

obesity hypoventilation syndrome (OHS)

  • Triad: BMI ≥ 30 + daytime PaCO₂ ≥ 45 mmHg (sea level) + SDB, after excluding other hypoventilation causes (neuromuscular, mechanical, metabolic)
  • ~90% have coexistent OSA; ~70% have severe OSA (AHI ≥ 30)
  • More severe hypersomnolence, morning headaches, and signs of right heart failure / pulmonary hypertension compared to OSA alone

central sleep apnoea (CSA)

  • Recurrent cessation or reduction of airflow due to absent or diminished respiratory effort
  • ≥ 5 central apnoeas or hypopnoeas/hr with central events > 50% of total
  • Pathophysiology: PaCO₂ oscillates around apnoeic threshold → ventilatory control instability
  • Most common context: heart failure (Cheyne-Stokes respiration — crescendo-decrescendo tidal volumes with central apnoeas)
  • Other causes: stroke, opioid use, high altitude, treatment-emergent CSA (appears during CPAP titration for OSA)

cardiovascular consequences of OSA

Intermittent hypoxaemia → sympathetic activation, oxidative stress, systemic inflammation, endothelial dysfunction

ComplicationAssociation
HypertensionOSA is the most common secondary cause; dose-response with AHI
Atrial fibrillation2–4× increased risk; untreated OSA increases AF recurrence post-cardioversion/ablation
Heart failureBoth cause and consequence; CSA common in HFrEF
StrokeIndependent risk factor; also worsens post-stroke outcomes
Coronary artery diseaseAssociated but CPAP has not demonstrated mortality benefit in RCTs
Pulmonary hypertensionMild PH in 20–30% of OSA; rarely the sole cause

screening and diagnosis

screening

STOP-Bang questionnaire — most validated screening tool:

  • Snoring, Tiredness, Observed apnoea, blood Pressure, BMI > 35, Age > 50, Neck > 40 cm, Gender (male)
  • Score ≥ 3: high risk (sensitivity ≥ 93% for moderate–severe OSA)
  • Negative predictive value: 77% to exclude moderate OSA, 91% to exclude severe OSA

diagnostic pathway

Clinical scenarioTestRationale
High pretest probability, uncomplicatedHSAT (type III)Acceptable first-line; cheaper, faster
Negative/inconclusive HSAT with persistent suspicionIn-lab PSGAASM strongly recommends escalation
Suspected OHS, CSA, complex SDBIn-lab PSGHSAT cannot detect hypoventilation or distinguish central from obstructive events
Significant cardiopulmonary comorbidity, neuromuscular disease, chronic opioid useIn-lab PSGHSAT unreliable in these populations

OHS screening shortcut

  • Serum bicarbonate < 27 mmol/L has high negative predictive value to exclude OHS in obese patients with OSA
  • If HCO₃⁻ ≥ 27 mmol/L → obtain ABG to assess for daytime hypercapnia

management

OSA

CPAP — first-line for:

  • AHI ≥ 15 (all patients)
  • AHI 5–14 with symptoms or comorbidities (hypertension, ischaemic heart disease, stroke, atrial fibrillation)

Key evidence:

  • Improves blood pressure, subjective sleepiness, quality of life
  • No RCT has demonstrated mortality benefit — SAVE (2016) (n=2687) found no reduction in CV events with CPAP vs usual care in patients with moderate–severe OSA and established CVD, though adherence averaged only 3.3 hr/night
  • 10% weight loss reduces AHI by ~26%
  • TirzepatideSURMOUNT-OSA (2024): reduced AHI by ~30 events/hr (≈63% reduction) vs placebo in patients with moderate–severe OSA and obesity; also improved weight, hypoxaemic burden, and sleepiness — may reshape the treatment landscape for OSA with obesity

Alternatives:

  • Mandibular advancement device — mild–moderate OSA or CPAP intolerance; similar sleepiness improvement despite less AHI reduction
  • Hypoglossal nerve stimulation — moderate–severe OSA (AHI 20–65), BMI < 35, failed CPAP, < 25% central apnoeas
  • Pharmacotherapy (solriamfetol, modafinil) — persistent excessive daytime sleepiness despite optimal PAP only; not monotherapy

OHS

PhenotypeFirst-lineEscalation
OHS + severe OSA (AHI ≥ 30)CPAPNIV (BiPAP-ST) if persistent hypoventilation after 6–8 weeks adequate CPAP
OHS without severe OSANIV with backup rate (BiPAP-ST)
Acute-on-chronic respiratory failureNIV (BiPAP-ST)
  • Weight loss targeting 25–30% of body weight (bariatric surgery most likely to achieve this)
  • Pickwick (2019): CPAP and NIV equivalent outcomes in OHS with severe OSA

CSA

  1. Optimise underlying condition — GDMT for heart failure, opioid reduction, stroke rehabilitation
  2. CPAP — may be trialled first-line for CSA associated with heart failure
  3. Adaptive servo-ventilation (ASV) — most effective for central event control
ASV contraindication

ASV is contraindicated in symptomatic heart failure with LVEF ≤ 45% and predominant CSA. SERVE-HF demonstrated increased all-cause and cardiovascular mortality, particularly sudden death. ADVENT-HF (2024) using a newer algorithm did not show increased mortality but was underpowered.

ASV indications (after CPAP failure):

  • Treatment-emergent CSA
  • Opioid-induced CSA
  • Post-stroke CSA
  • Idiopathic CSA
  • May be considered in HFpEF or LVEF 30–45% in expert centres

Other CSA therapies: low-flow supplemental O₂, acetazolamide, transvenous phrenic nerve stimulation (refractory cases)


adherence

  • Early adherence predicts long-term use — close follow-up in initial weeks is critical
  • Review objective device data (patients overestimate usage)
  • Behavioural interventions (CBT, motivational interviewing): +1.31 hr/night CPAP use (Cochrane; 95% CI 0.95–1.66), NNT 8 for ≥ 4 hr/night adherence
  • Supportive interventions (telemonitoring, scheduled follow-up): +0.70 hr/night
  • Heated humidification, nasal mask preference, and treating nasal symptoms improve comfort

follow-up

TimingIndication
4–8 weeksAll new PAP starts; OHS after discharge
2–3 monthsOHS outpatient titration; reassess treatment-emergent CSA
6–8 weeksSwitch CPAP → NIV in OHS if persistent hypoventilation
AnnuallyStable, adherent patients

Repeat sleep study indicated for: recurrent/persistent symptoms despite good adherence, clinically significant weight change, new/worsening cardiovascular disease, unexplained device data, post-surgical intervention


referral criteria

when to refer to respirology / sleep medicine

ConditionRefer whenRed flags for urgent referral
OSASTOP-Bang ≥ 3 with symptoms; positive HSAT needing treatment; diagnostic uncertaintySevere sleepiness with accident risk (drowsy driving); hypoventilation signs; cardiorespiratory disease; CPAP failure/intolerance; suspected CSA/complex SDB
OHSAll suspected cases; obesity + unexplained HCO₃⁻ ≥ 27 or PaCO₂ > 45 mmHgRight heart failure; polycythaemia; pulmonary hypertension
CSAAll suspected or confirmed casesHeart failure with Cheyne-Stokes; neurological disease; opioid-related CSA; treatment-emergent central apnoeas; LVEF assessment needed before ASV

Additional populations warranting referral: neuromuscular disease, chronic opioid use, pregnancy with high-risk features (BMI > 30, hypertension, diabetes)


Ontario VEP access

The Ontario Ventilator Equipment Pool (VEP) provides publicly funded CPAP and NIV devices.

CPAP eligibility

  • Sleep study (PSG or HSAT) documenting AHI ≥ 15, or AHI ≥ 5 with significant symptoms/comorbidities
  • Required documentation: sleep study report, CPAP prescription with pressure settings, signed VEP application form

NIV (BiPAP-ST) eligibility

More stringent criteria — reserved for OHS, CSA, neuromuscular/thoracic restrictive disorders:

  • ABG confirming daytime PaCO₂ > 45 mmHg
  • Evidence of nocturnal hypoventilation (sustained SpO₂ < 88% for > 5 min or elevated TcCO₂)
  • Evidence of failed CPAP therapy
  • Formal NIV prescription (device type, mode, settings)
  • Patient and caregiver education/competency documentation

key trials and evidence

Trial / SourceYearKey finding
SERVE-HF2015ASV increased CV mortality in HFrEF (LVEF ≤ 45%) with predominant CSA
ADVENT-HF2024Newer ASV algorithm — no mortality increase, but underpowered (stopped early)
Pickwick2019CPAP ≈ NIV for OHS with severe OSA; both superior to lifestyle alone
Askland, Cochrane2020Behavioural interventions increase CPAP use +1.31 hr/night; NNT 8 for ≥ 4 hr
Figard, EClinicalMedicine2025Umbrella review: CPAP improves BP and sleepiness; no mortality benefit in RCTs
Mokhlesi, ATS CPG2019OHS management guideline: CPAP first for OHS + severe OSA; weight loss 25–30%
SAVE2016CPAP did not reduce CV events in OSA + established CVD (n=2687; mean adherence 3.3 hr/night)
SURMOUNT-OSA2024Tirzepatide reduced AHI ~63% vs placebo in moderate–severe OSA with obesity
Badr, AASM2025CSA treatment guideline: optimise HF first; CPAP trial; ASV with LVEF caveat

what NOT to do

  • Do not start ASV without confirming LVEF — contraindicated if ≤ 45% with predominant CSA
  • Do not use HSAT when OHS, CSA, or neuromuscular disease is suspected — PSG required
  • Do not accept a negative HSAT as definitive when clinical suspicion remains high — escalate to PSG
  • Do not use solriamfetol or modafinil as monotherapy for OSA
  • Do not delay OHS evaluation in obese patients with unexplained hypercapnia or HCO₃⁻ ≥ 27 mmol/L
  • Do not forget to reassess treatment-emergent CSA after ≥ 3 months of PAP (may resolve spontaneously)

Key references

All sources (24)